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VIAVI SOLUTIONS INC. — Director's Dealing 2012
Nov 19, 2012
31492_dirs_2012-11-19_4274d10a-1af6-48bf-a3bd-13557aa8721b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: JDS UNIPHASE CORP /CA/ (JDSU)
CIK: 0000912093
Period of Report: 2012-11-15
Reporting Person: KAPLAN MARTIN A (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-11-17 | Common Stock | M | 4329 | — | Acquired | 38660 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-11-15 | Restricted Stock Unit | $0.00 | A | 14177 | Acquired | Common Stock (14177) | Direct | |
| 2012-11-17 | Restricted Stock Unit | $0 | M | 4329 | Disposed | Common Stock (4329) | Direct |
Footnotes
F1: Units vest at the rate of 1/3rd of the total grant each year for three years from the date of grant.
F2: Each unit converts upon vesting into one share of common stock.
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