AI assistant
VIAVI SOLUTIONS INC. — Director's Dealing 2011
Aug 17, 2011
31492_dirs_2011-08-17_deb79771-3678-4b58-9ca2-1382b784af5a.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: JDS UNIPHASE CORP /CA/ (JDSU)
CIK: 0000912093
Period of Report: 2011-08-15
Reporting Person: LOWE ALAN S (EVP & President, CCOP)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-08-15 | Common Stock | M | 9167 | — | Acquired | 18476 | Direct |
| 2011-08-15 | Common Stock | F | 3623 | $12.34 | Disposed | 14853 | Direct |
| 2011-08-15 | Common Stock | M | 11962 | — | Acquired | 26815 | Direct |
| 2011-08-15 | Common Stock | F | 5584 | $12.34 | Disposed | 21231 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-08-15 | Restricted Stock Unit | $0 | M | 9167 | Disposed | Common Stock (9167) | Direct | |
| 2011-08-15 | Restricted Stock Unit | $0 | M | 11962 | Disposed | Common Stock (11962) | Direct | |
| 2011-08-15 | Restricted Stock Unit | $0 | A | 57695 | Acquired | Common Stock (57695) | Direct | |
| 2011-08-15 | Restricted Stock Unit | $0 | A | 86543 | Acquired | Common Stock (86543) | Direct |
Footnotes
F1: Each unit converts upon vesting into one share of common stock.
F2: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.
F3: The balance reflects 866 shares acquired under the JDS Uniphase Corporation 1998 Amended and Restated Employee Stock Purchase Plan on July 29, 2011 at a purchase price of $12.49.
F4: The Units subject to the Award shall vest over three years with 33% vesting after one year and quarterly over the remaining two years.
F5: See exhibit 99.1