AI assistant
VIAVI SOLUTIONS INC. — Director's Dealing 2011
Jan 18, 2011
31492_dirs_2011-01-18_bf494bd9-011f-469a-8e7f-8abd895816ed.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: JDS UNIPHASE CORP /CA/ (JDSU)
CIK: 0000912093
Period of Report: 2011-01-13
Reporting Person: LOWE ALAN S (EVP & President, CCOP)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-01-13 | Common Stock | M | 9166 | $5.87 | Acquired | 19947 | Direct |
| 2011-01-13 | Common Stock | S | 9166 | $17.54 | Disposed | 10781 | Direct |
| 2011-01-13 | Common Stock | S | 10781 | $16.97 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-01-13 | Non-qualified stock option (right-to-buy) | $5.87 | M | 9166 | Disposed | 2017-08-15 | Common Stock (9166) | Direct |
Footnotes
F1: Exercise of stock options pursuant to a Rule 10b5-1 Stock Trading Plan.
F2: Same-day-sale of stock options pursuant to a Rule 10b5-1 Stock Trading Plan.
F3: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.44 to $17.64, inclusive. The reporting person undertakes to provide to Issuer, any security holder, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes to this Form 4.