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VIAVI SOLUTIONS INC. — Director's Dealing 2011
Jan 18, 2011
31492_dirs_2011-01-18_011b8b42-c825-4cbf-bbda-b8bba0eea129.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: JDS UNIPHASE CORP /CA/ (JDSU)
CIK: 0000912093
Period of Report: 2011-01-10
Reporting Person: POLLACK ANDREW R (VP, General Counsel)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to buy) | $12.88 | 2013-05-27 | Common Stock (10000) | Direct | |
| Non-qualified Stock Option (Right to buy) | $3.56 | 2017-02-15 | Common Stock (6667) | Direct | |
| Non-qualified Stock Option (Right to buy) | $5.87 | 2017-08-15 | Common Stock (19267) | Direct | |
| Non-qualified Stock Option (Right to buy) | $10.27 | 2018-08-15 | Common Stock (52941) | Direct | |
| Restricted Stock Unit | $0 | Common Stock (2084) | Direct | ||
| Restricted Stock Unit | $0 | Common Stock (834) | Direct | ||
| Restricted Stock Unit | $0 | Common Stock (13334) | Direct | ||
| Restricted Stock Unit | $0 | Common Stock (3400) | Direct | ||
| Restricted Stock Unit | $0 | Common Stock (7059) | Direct | ||
| Restricted Stock Unit | $0 | Common Stock (250) | Direct | ||
| Restricted Stock Unit | $0 | Common Stock (833) | Direct | ||
| Restricted Stock Unit | $0 | Common Stock (416) | Direct | ||
| Restricted Stock Unit | $0 | Common Stock (41) | Direct | ||
| Restricted Stock Unit | $0 | Common Stock (100) | Direct | ||
| Restricted Stock Unit | $0 | Common Stock (50) | Direct |
Footnotes
F1: The option is fully vested and currently exercisable.
F2: 1/3rd of the Time Based Options subject to the Award shall vest on the first anniversary of the Vesting Commencement Date, and 1/3rd of the Time Based Options subject to the Award shall vest on each anniversary of the Vesting Commencement Date thereafter.
F3: The Stock Options subject to the Award shall vest over three years with 33% vesting after one year and quarterly over the remaining two years.
F4: Units vest at the rate of 1/3rd of the total grant annually for three years from date of grant.
F5: The Units subject to the Award shall vest over three years with 33% vesting after one year and quarterly over the remaining two years.
F6: All of the Units subject to the Award shall vest on the first anniversary of the Vesting Commencement Date.
F7: Each unit converts upon vesting to a share of common stock.