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VIAVI SOLUTIONS INC. — Director's Dealing 2011
Nov 15, 2011
31492_dirs_2011-11-15_060585fa-d57e-4c46-aeb2-c19ec967200a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: JDS UNIPHASE CORP /CA/ (JDSU)
CIK: 0000912093
Period of Report: 2011-11-12
Reporting Person: LIEBHABER RICHARD (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-11-12 | Common Stock | M | 5192 | $0.00 | Acquired | 34030 | Direct |
| 2011-11-13 | Common Stock | M | 6039 | — | Acquired | 40069 | Direct |
| 2011-11-15 | Common Stock | M | 5192 | — | Acquired | 45261 | Direct |
| 2011-11-15 | Common Stock | M | 8591 | $0.00 | Acquired | 53852 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-11-12 | Restricted Stock Unit | $0.00 | M | 5192 | Disposed | Common Stock (5192) | Direct | |
| 2011-11-13 | Restricted Stock Unit | $0 | M | 6039 | Disposed | Common Stock (6039) | Direct | |
| 2011-11-15 | Restricted Stock Unit | $0 | M | 5192 | Disposed | Common Stock (5192) | Direct | |
| 2011-11-15 | Restricted Stock Unit | $0 | M | 8591 | Disposed | Common Stock (8591) | Direct |
Footnotes
F1: Each unit converts upon vesting into one share of common stock.
F2: Per the provisions of the Agreement, vesting of the Shares shall fully accelerate and all Shares shall be fully vested upon the retirement date. Mr. Liebhaber retired from the Board of Directors effective November 15, 2011.
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