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VIAVI SOLUTIONS INC. — Director's Dealing 2010
Aug 4, 2010
31492_dirs_2010-08-04_d0c85cab-aa39-4d4a-b138-84e988dbf743.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: JDS UNIPHASE CORP /CA/ (JDSU)
CIK: 0000912093
Period of Report: 2010-08-02
Reporting Person: BIE ROY (Sr. Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-08-02 | Common Stock | S | 230 | $11.003 | Disposed | 38163 | Direct |
Footnotes
F1: The balance reflects 230 shares acquired under the JDS Uniphase Corporation 1998 Amended and Restated Employee Stock Purchase Plan on July 30, 2010 at a purchase price of $7.75.
F2: Shares sold pursuant to a Rule 10b5-1 Stock Trading Plan.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.99 to $11.02, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes to this Form 4.
F4: Amount of shares shown is current as of the date of filing hereof. Disposition of 311 shares was correctly reported on Form 4 filed on Oct. 6, 2006, but this disposition was not reflected in our administrative stock ledger, and thus the shares were not deducted from future filings. In addition, 18 shares have been sold to cover brokerage administrative fees.