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VIAVI SOLUTIONS INC. — Director's Dealing 2010
Nov 16, 2010
31492_dirs_2010-11-16_2e4dff0b-ca96-4adf-8af3-0be43f2fec58.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: JDS UNIPHASE CORP /CA/ (JDSU)
CIK: 0000912093
Period of Report: 2010-11-12
Reporting Person: HERSCHER PENNY (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-11-12 | Common Stock | M | 5192 | $0.00 | Acquired | 20830 | Direct |
| 2010-11-12 | Common Stock | S | 2076 | $11.642 | Disposed | 18754 | Direct |
| 2010-11-13 | Common Stock | M | 6038 | $0.00 | Acquired | 24792 | Direct |
| 2010-11-16 | Common Stock | S | 2415 | $11.4643 | Disposed | 22377 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-11-12 | Restricted Stock Unit | $0 | M | 5192 | Disposed | Common Stock (5192) | Direct | |
| 2010-11-13 | Restricted Stock Unit | $0 | M | 6038 | Disposed | Common Stock (6038) | Direct |
Footnotes
F1: Each unit converts upon vesting into one share of common stock.
F2: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.35 to $11.64, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes to this Form 4.