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VIAVI SOLUTIONS INC. — Director's Dealing 2010
Mar 15, 2010
31492_dirs_2010-03-15_52516d80-7df3-4ae4-a62c-6f90a89a21c8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: JDS UNIPHASE CORP /CA/ (JDSU)
CIK: 0000912093
Period of Report: 2010-03-11
Reporting Person: HOLLY DAVID R (EVP & Pres., CommTest)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-03-11 | Common Stock | M | 16666 | $3.56 | Acquired | 25824 | Direct |
| 2010-03-11 | Common Stock | M | 12963 | $3.56 | Acquired | 38787 | Direct |
| 2010-03-11 | Common Stock | S | 34029 | $11.4434 | Disposed | 4758 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-03-11 | Non-qualified Stock Option (right to buy) | $3.56 | M | 16666 | Disposed | 2017-02-15 | Common Stock (16666) | Direct |
| 2010-03-11 | Non-qualified Stock Option (right to buy) | $3.56 | M | 12963 | Disposed | 2017-02-15 | Common Stock (12963) | Direct |
Footnotes
F1: Exercise of stock options pursuant to a Rule 10b5-1 Stock Trading Plan.
F2: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.3015 to $11.58, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes to this Form 4.