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Viatris Inc — Director's Dealing 2023
Mar 6, 2023
30502_dirs_2023-03-06_42677b94-8ae2-4b19-95b2-7aae0bea3032.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Viatris Inc (VTRS)
CIK: 0001792044
Period of Report: 2023-03-03
Reporting Person: van der Meer Mohr Pauline (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-03-04 | Common Stock | M | 19608 | $0.00 | Acquired | 40151 | Direct |
| 2023-03-04 | Common Stock | F | 589 | $11.13 | Disposed | 39562 | Direct |
| 2023-03-04 | Common Stock | M | 705 | $0.00 | Acquired | 40267 | Direct |
| 2023-03-04 | Common Stock | F | 22 | $11.13 | Disposed | 40245 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-03-03 | Restricted Stock Units | $0.00 | A | 17970 | Acquired | Common Stock (17970) | Direct | |
| 2023-03-04 | Restricted Stock Units | $0.00 | M | 19608 | Disposed | Common Stock (19608) | Direct | |
| 2023-03-04 | Dividend Equivalent Units | $0.00 | M | 704.8417 | Disposed | Common Stock (704.8417) | Direct |
Footnotes
F1: Represents withholding of shares of common stock for the tax liability associated with the vesting and settlement of the restricted stock units (RSUs) granted on March 4, 2022.
F2: Fractional shares have been rounded up in connection with the settlement described in footnote 6 pursuant to the terms of the RSU award agreement under the Viatris Inc. 2020 Stock Incentive Plan.
F3: Represents withholding of shares of common stock for the tax liability associated with the vesting and settlement of the dividend equivalent units (DEUs) that accrued with respect to the RSUs previously granted on March 4, 2022.
F4: Each RSU represents the right to receive one share of common stock of Viatris Inc. (Viatris). These RSUs will vest on March 3, 2024.
F5: Each RSU represents the right to receive one share of common stock of Viatris. These RSUs vested in full on March 4, 2023.
F6: Represents DEUs that accrued with respect to the RSUs previously granted on March 4, 2022 and vested on the same schedule as the underlying RSUs. On May 6, 2022, Viatris filed a registration statement on Form S-3 with respect to its Dividend Reinvestment and Share Purchase Plan; amount represents DEUs that subsequently accrued with respect to such RSUs in June 2022, September 2022 and December 2022 in transactions exempt from Section 16 under Rule 16a-11.