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Viatris Inc — Director's Dealing 2021
Mar 4, 2021
30502_dirs_2021-03-04_1e3ab426-ce77-4dbf-8584-2b75114010e6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Viatris Inc (VTRS)
CIK: 0001792044
Period of Report: 2021-03-02
Reporting Person: Campbell Paul (See Remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-02 | Common Stock | M | 1980 | $0.00 | Acquired | 32400 | Direct |
| 2021-03-02 | Common Stock | F | 972 | $14.29 | Disposed | 31428 | Direct |
| 2021-03-02 | Common Stock | M | 167 | $0.00 | Acquired | 675 | Indirect |
| 2021-03-02 | Common Stock | F | 57 | $14.29 | Disposed | 618 | Indirect |
| 2021-03-02 | Common Stock | M | 9900 | $0.00 | Acquired | 41328 | Direct |
| 2021-03-02 | Common Stock | F | 4335 | $14.29 | Disposed | 36993 | Direct |
| 2021-03-02 | Common Stock | M | 501 | $0.00 | Acquired | 1119 | Indirect |
| 2021-03-02 | Common Stock | F | 171 | $14.29 | Disposed | 948 | Indirect |
| 2021-03-02 | Common Stock | M | 4129 | $0.00 | Acquired | 41122 | Direct |
| 2021-03-02 | Common Stock | F | 1854 | $14.29 | Disposed | 39268 | Direct |
| 2021-03-02 | Common Stock | M | 385 | $0.00 | Acquired | 1333 | Indirect |
| 2021-03-02 | Common Stock | F | 132 | $14.29 | Disposed | 1201 | Indirect |
| 2021-03-02 | Common Stock | M | 6865 | $0.00 | Acquired | 46133 | Direct |
| 2021-03-02 | Common Stock | F | 2995 | $14.29 | Disposed | 43138 | Direct |
| 2021-03-02 | Common Stock | M | 622 | $0.00 | Acquired | 1823 | Indirect |
| 2021-03-02 | Common Stock | F | 212 | $14.29 | Disposed | 1611 | Indirect |
| 2021-03-04 | Common Stock | G | 1611 | $0.00 | Disposed | 0 | Indirect |
| 2021-03-04 | Common Stock | G | 1611 | $0.00 | Acquired | 44749 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-02 | Restricted Stock Units | $0.00 | A | 41988 | Acquired | Common Stock (41988) | Direct | |
| 2021-03-02 | Restricted Stock Units | $0.00 | A | 2608 | Acquired | Common Stock (2608) | Indirect | |
| 2021-03-02 | Restricted Stock Units | $0.00 | M | 1980 | Disposed | Common Stock (1980) | Direct | |
| 2021-03-02 | Restricted Stock Units | $0.00 | M | 167 | Disposed | Common Stock (167) | Indirect | |
| 2021-03-02 | Restricted Stock Units | $0.00 | M | 9900 | Disposed | Common Stock (9900) | Direct | |
| 2021-03-02 | Restricted Stock Units | $0.00 | M | 501 | Disposed | Common Stock (501) | Indirect | |
| 2021-03-02 | Restricted Stock Units | $0.00 | M | 4129 | Disposed | Common Stock (4129) | Direct | |
| 2021-03-02 | Restricted Stock Units | $0.00 | M | 385 | Disposed | Common Stock (385) | Indirect | |
| 2021-03-02 | Restricted Stock Units | $0.00 | M | 6865 | Disposed | Common Stock (6865) | Direct | |
| 2021-03-02 | Restricted Stock Units | $0.00 | M | 622 | Disposed | Common Stock (622) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 318 | Indirect |
Footnotes
F1: Represents withholding of shares of common stock for the tax liability associated with the vesting and settlement of a portion of the restricted stock units (RSUs) granted on March 2, 2018.
F2: Represents withholding of shares of common stock for the tax liability associated with the vesting and settlement of the RSUs granted on March 2, 2018.
F3: Represents withholding of shares of common stock for the tax liability associated with the vesting and settlement of a portion of the RSUs granted on March 1, 2019.
F4: Represents withholding of shares of common stock for the tax liability associated with the vesting and settlement of a portion of the RSUs granted on March 2, 2020.
F5: This transaction involved a gift of securities by the reporting person's spouse to the reporting person on March 4, 2021.
F6: Each RSU represents the right to receive one share of common stock of Viatris Inc. ("Viatris"). The RSUs vest in three equal annual installments beginning on March 2, 2022.
F7: Each RSU represents the right to receive one share of common stock of Viatris. 870 of the RSUs will vest on March 2, 2022 and 869 will vest on each of March 2, 2023 and March 2, 2024.
F8: Each RSU represents the right to receive one share of common stock of Viatris. 1,980 of the RSUs granted on March 2, 2018 vested on each of March 2, 2019, March 2, 2020 and March 2, 2021.
F9: Each RSU represents the right to receive one share of common stock of Viatris. 167 of the RSUs granted on March 2, 2018 vested on each of March 2, 2019, March 2, 2020 and March 2, 2021.
F10: Each RSU represents the right to receive one share of common stock of Viatris. The RSUs granted on March 2, 2018 vested in full on March 2, 2021.
F11: Each RSU represents the right to receive one share of common stock of Viatris. 4,129 of the RSUs granted on March 1, 2019 vested on each of March 2, 2020, and March 2, 2021, and 4,129 will vest on March 2, 2022.
F12: Each RSU represents the right to receive one share of common stock of Viatris. 384 of the RSUs granted on March 1, 2019 vested on March 2, 2020, 385 vested on March 2, 2021, and 385 will vest on March 2, 2022.
F13: Each RSU represents the right to receive one share of common stock of Viatris. 6,865 of the RSUs granted on March 2, 2020 vested on March 2, 2021 and 6,865 will vest on each of March 2, 2022 and March 2, 2023.
F14: Each RSU represents the right to receive one share of common stock of Viatris. 622 of the RSUs granted on March 2, 2020 vested on March 2, 2021 and 622 will vest on each of March 2, 2022 and March 2, 2023.