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Viatris Inc — Director's Dealing 2020
Nov 18, 2020
30502_dirs_2020-11-18_77556a89-1aeb-4b23-940b-65a9545df718.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Viatris Inc (VTRS)
CIK: 0001792044
Period of Report: 2020-11-16
Reporting Person: MARK RICHARD A (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-16 | Common Stock | A | 9228 | — | Acquired | 9228 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-11-16 | Non-Employee Director Stock Option - Right to Buy | $18.32 | A | 6109 | Acquired | 2029-06-21 | Common Stock (6109) | Direct |
| 2020-11-16 | Non-Employee Director Stock Option - Right to Buy | $17.48 | A | 6151 | Acquired | 2030-03-02 | Common Stock (6151) | Direct |
| 2020-11-16 | Restricted Stock Units | $0.00 | A | 9440 | Acquired | Common Stock (9440) | Direct |
Footnotes
F1: On November 16, 2020, Mylan N.V. ("Mylan") completed the transaction pursuant to which Mylan combined with Pfizer Inc.'s ("Pfizer") Upjohn business (the "Upjohn Business") in a Reverse Morris Trust transaction (the "Combination") and Upjohn Inc. ("Upjohn") became the parent entity of the combined Upjohn Business and Mylan business and was renamed "Viatris Inc." ("Viatris"). Pursuant to the terms of the Business Combination Agreement (as amended), dated July 29, 2019, by and among Mylan, Pfizer, Upjohn and certain other affiliated entities, Upjohn and Mylan effected the Combination through a series of transactions, including that each holder of Mylan ordinary shares received one share of Viatris common stock for each Mylan ordinary share held by such holder (subject to any required withholding tax).
F2: Represents shares of Viatris common stock acquired in connection with the Combination on a one-for-one basis in exchange for ordinary shares of Mylan. On the effective date of the Combination, the closing price of a Mylan ordinary share was $15.85 per share.
F3: Received in exchange for, and having substantially the same terms as, stock options to acquire Mylan ordinary shares in connection with the Combination.
F4: These options vested on March 2, 2020.
F5: These options will vest on March 2, 2021.
F6: Received in exchange for, and having substantially the same terms as, restricted stock units ("RSUs") of Mylan in connection with the Combination.
F7: Each RSU represents the right to receive one share of common stock of Viatris. The RSUs will vest on March 2, 2021.