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Viant Technology Inc. — Director's Dealing 2021
Feb 11, 2021
32754_dirs_2021-02-11_542c699d-8eb9-4df6-8b88-4a766ec94cb9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Viant Technology Inc. (DSP)
CIK: 0001828791
Period of Report: 2021-02-09
Reporting Person: MADDEN LARRY (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-09 | Class A Common Stock | A | 255000 | $0.00 | Acquired | 255000 | Direct |
| 2021-02-09 | Class A Common Stock | A | 255000 | $0.00 | Acquired | 510000 | Direct |
| 2021-02-10 | Class A Common Stock | M | 15000 | $0.00 | Acquired | 525000 | Indirect |
| 2021-02-10 | Class A Common Stock | S | 15000 | $25.00 | Disposed | 510000 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-10 | Class B Units | $0.00 | M | 15000 | Disposed | Class A Common Stock (15000) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class B Common Stock | 474356 | Indirect |
Footnotes
F1: Represents the number of shares of Class A Common Stock issued to the Reporting Person pursuant to an award of restricted stock units. The award vests approximately 37.5% on August 8, 2021, and in approximately equal quarterly installments thereafter, subject to the Reporting Person's continued service to the Issuer.
F2: Represents the number of shares of Class A Common Stock issued to the Reporting Person pursuant to an award of restricted stock units. The award vests approximately 18.75% on August 8, 2021, and in approximately equal quarterly installments thereafter, subject to the Reporting Person's continued service to the Issuer
F3: Reflects the exchange of Class B Units into shares of Class A Common Stock of the Issuer. Upon the exchange, the corresponding shares of Class B Common Stock were automatically cancelled.
F4: In connection with the Issuer's initial public offering, 15,000 shares of Class A Common Stock beneficially owned by the Reporting Person were sold to the underwriters.
F5: The Class B Units of Viant Technology LLC are exchangeable, at the holder's option, on a one-for-one basis into shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically cancelled.