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Viant Technology Inc. — Director's Dealing 2021
Feb 12, 2021
32754_dirs_2021-02-12_06c0b75f-b5f5-4923-a822-6f9e2d632489.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Viant Technology Inc. (DSP)
CIK: 0001828791
Period of Report: 2021-02-10
Reporting Person: Vanderhook Timothy (Director, CEO and Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-10 | Class A Common Stock | M | 250625 | $0.00 | Acquired | 250625 | Direct |
| 2021-02-10 | Class A Common Stock | S | 250625 | $25.00 | Disposed | 0 | Direct |
| 2021-02-10 | Class A Common Stock | M | 303411 | $0.00 | Acquired | 303411 | Indirect |
| 2021-02-10 | Class A Common Stock | S | 303411 | $25.00 | Disposed | 0 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-10 | Class B Units | $0.00 | M | 250625 | Disposed | Class A Common Stock (250625) | Direct | |
| 2021-02-10 | Class B Units | $0.00 | M | 303411 | Disposed | Class A Common Stock (303411) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class B Common Stock | 7833774 | Direct |
| Class B Common Stock | 9483701 | Indirect |
Footnotes
F1: Reflects the exchange of Class B Units into shares of Class A Common Stock of the Issuer. Upon the exchange, the corresponding shares of Class B Common Stock were automatically cancelled.
F2: In connection with the Issuer's initial public offering, the Reporting Person sold 250,625 shares of Class A Common Stock to the underwriters.
F3: In connection with the Issuer's initial public offering, 303,411 shares of Class A Common Stock beneficially owned by the Reporting Person were sold to the underwriters.
F4: The Reporting Person holds a one-third interest in Four Brothers 2 LLC. While no individual has voting or investment control over the shares of Class B Common Stock or Class B Units held by Four Brothers 2 LLC, the Reporting Person may be deemed to have an indirect pecuniary interest in 9,483,701 shares of Class B Common Stock and 9,483,701 Class B Units held by Four Brothers 2 LLC.
F5: The Class B Units of Viant Technology LLC are exchangeable, at the holder's option, on a one-for-one basis into shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically cancelled.