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Via Renewables, Inc. Director's Dealing 2022

Sep 16, 2022

35617_dirs_2022-09-16_1c27c90a-a24e-4a4a-9c04-ceae1fd77efa.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Via Renewables, Inc. (VIA)
CIK: 0001606268
Period of Report: 2022-09-15

Reporting Person: Konikowski Paul (Chief Operating Officer)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2022-09-15 Restricted Stock Unit $ A 863 Acquired Class A Common Stock (863) Direct

Footnotes

F1: Each Restricted Stock Unit represents a right to receive, upon vesting, one share of Class A Common Stock, cash, or a combination of both. Each Restricted Stock Unit includes tandem dividend equivalents which will vest upon the same schedule as the underlying Restricted Stock Units.

F2: These Restricted Stock Units accrued on outstanding Restricted Stock Units held by the reporting person as a result of a dividend equivalent payment made to the holder when the Company paid its most recent quarterly dividend on the Class A Common Stock.

F3: These Restricted Stock Units vest ratably over four years in May of each year starting in the year following the grant.

F4: The price is based on the closing price on September 1, 2022 of $8.30.

F5: Balance includes original grants of Restricted Stock Units and dividend equivalents issued in additional Restricted Stock Units.