Via Renewables, Inc. — Director's Dealing 2022

Dec 19, 2022

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Via Renewables, Inc. (VIA)
CIK: 0001606268
Period of Report: 2022-12-15

Reporting Person: Hartwick Kenneth Michael (Director)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2022-12-15	Restricted Stock Unit	$	A	442	Acquired		Class A Common Stock (442)	Direct

Footnotes

F1: Each Restricted Stock Unit represents a right to receive, upon vesting, one share of Class A Common Stock, cash, or a combination of both. Each Restricted Stock Unit includes tandem dividend equivalents which will vest upon the same schedule as the underlying Restricted Stock Units.

F2: These Restricted Stock Units accrued on outstanding Restricted Stock Units held by the reporting person as a result of a dividend equivalent payment made to the holder when the Company paid its most recent quarterly dividend on the Class A Common Stock.

F3: These Restricted Stock Units vest one year from the grant date on May 18, 2023.

F4: The price is based on the closing price on December 1, 2022 of $6.37.

F5: Balance includes original grants of Restricted Stock Units and dividend equivalents issued in additional Restricted Stock Units.