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Via Renewables, Inc. — Director's Dealing 2021
Mar 17, 2021
35617_dirs_2021-03-17_5d548f97-adad-4a48-a8b1-51b593441509.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Spark Energy, Inc. (SPKE)
CIK: 0001606268
Period of Report: 2021-03-15
Reporting Person: Bush Amanda (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-15 | Restricted Stock Unit | $ | A | 151 | Acquired | Class A Common Stock (151.0) | Direct |
Footnotes
F1: Each restricted stock unit ("Restricted Stock Unit") represents a right to receive, upon vesting, one share of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), of Spark Energy, Inc., cash, or a combination of both. Each Restricted Stock Unit includes tandem dividend equivalents which will vest upon the same schedule as the underlying Restricted Stock Unit.
F2: These Restricted Stock Units accrued on outstanding Restricted Stock Units held by the reporting person as a result of a dividend equivalent payment made to the holder when the Company paid its most recent quarterly dividend on the Class A Common Stock.
F3: These Restricted Stock Units vest in full on May 18, 2021.
F4: The price is based on the closing price on Monday, March 1, 2021.
F5: Balance includes original grants of Restricted Stock Units and dividend equivalents issued in additional Restricted Stock Units.