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Via Renewables, Inc. Director's Dealing 2021

May 20, 2021

35617_dirs_2021-05-20_8562d6a4-27ab-4701-a066-00747948c892.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Spark Energy, Inc. (SPKE)
CIK: 0001606268
Period of Report: 2021-05-18

Reporting Person: Maxwell W Keith III (Director, CEO, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-05-18 Class A Common Stock M 52521 Acquired 2662521 Direct
2021-05-18 Class A Common Stock F 12980 $10.70 Disposed 2649541 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-05-18 Restricted Stock Unit $ A 52521 Acquired Class A Common Stock (52521.0) Direct
2021-05-18 Restricted Stock Unit $ A 157563 Acquired Class A Common Stock (157563.0) Direct
2021-05-18 Restricted Stock Unit $ M 52521 Disposed Class A Common Stock (52521.0) Direct

Footnotes

F1: The shares of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock), reported represents shares issued as a result of vesting 52,521 restricted stock units (the "Restricted Stock Units") on May 18, 2021.

F2: Payment for tax liability through the withholding of shares of Class A Common Stock in an amount equal to the requisite withholding obligation.

F3: Each Restricted Stock Unit represents a right to receive, upon vesting, one share of Class A Common Stock, cash, or a combination of both. Each Restricted Stock Unit includes tandem dividend equivalents which will vest upon the same schedule as the underlying Restricted Stock Unit.

F4: These Restricted Stock Units vested simultaneously with grant on May 18, 2021.

F5: These Restricted Stock Units vest ratably over four years beginning on May 21, 2022.