Via Renewables, Inc. — Director's Dealing 2021

Sep 17, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Via Renewables, Inc. (VIA)
CIK: 0001606268
Period of Report: 2021-09-15

Reporting Person: Clay Barbara (Acting General Counsel and Sec)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-09-15	Restricted Stock Unit	$	A	234	Acquired		Class A Common Stock (234.0)	Direct

Footnotes

F1: Each restricted stock unit ("Restricted Stock Unit") represents a right to receive, upon vesting, one share of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), of Via Renewables, Inc., cash, or a combination of both. Each Restricted Stock Unit includes tandem dividend equivalents which will vest upon the same schedule as the underlying Restricted Stock Unit.

F2: These Restricted Stock Units accrued on outstanding Restricted Stock Units held by the reporting person as a result of a dividend equivalent payment made to the holder when the Company paid its most recent quarterly dividend on the Class A Common Stock.

F3: These Restricted Stock Units vest in full on May 18, 2022.

F4: The price is based on the closing price on Wednesday, September 1, 2021.

F5: Balance includes original grants of Restricted Stock Units and dividend equivalents issued in additional Restricted Stock Units.