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Via Renewables, Inc. — Director's Dealing 2021
Sep 17, 2021
35617_dirs_2021-09-17_d693e48c-e854-4f14-b402-a7cd70decd67.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Via Renewables, Inc. (VIA)
CIK: 0001606268
Period of Report: 2021-09-15
Reporting Person: Bush Amanda (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-09-15 | Restricted Stock Unit | $ | A | 128 | Acquired | Class A Common Stock (128.0) | Direct |
Footnotes
F1: Each restricted stock unit ("Restricted Stock Unit") represents a right to receive, upon vesting, one share of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), of Via Renewables, Inc., cash, or a combination of both. Each Restricted Stock Unit includes tandem dividend equivalents which will vest upon the same schedule as the underlying Restricted Stock Unit.
F2: These Restricted Stock Units accrued on outstanding Restricted Stock Units held by the reporting person as a result of a dividend equivalent payment made to the holder when the Company paid its most recent quarterly dividend on the Class A Common Stock.
F3: These Restricted Stock Units vest in full on May 18, 2022.
F4: The price is based on the closing price on Wednesday, September 1, 2021.
F5: Balance includes original grants of Restricted Stock Units and dividend equivalents issued in additional Restricted Stock Units.