Via Renewables, Inc. — Director's Dealing 2020

Sep 11, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Spark Energy, Inc. (SPKE)
CIK: 0001606268
Period of Report: 2020-09-04

Reporting Person: Clay Barbara (Acting General Counsel and Sec)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-09-04	Restricted Stock Unit	$	A	27500	Acquired		Class A Common Stock (27500.0)	Direct

Footnotes

F1: Each restricted stock unit ("RSU") represents the right to receive, upon vesting, one share of Class A Common Stock, par value $0.01 per share (tee "Class A Common Stock"). of Spark Energy, Inc., cash, or a combination of both. Each RSU includes tandem dividend equivalents which will vest upon the same schedule as the underlying RSU.

F2: These RSUs vest 50 percent on May 18, 2021 and 50 percent on May 18, 2022.