Via Renewables, Inc. — Director's Dealing 2020

Sep 17, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Spark Energy, Inc. (SPKE)
CIK: 0001606268
Period of Report: 2020-09-15

Reporting Person: Jones James G II (Chief Financial Officer)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-09-15	Restricted Stock Unit	$	A	306	Acquired		Class A Common Stock (306.0)	Direct
2020-09-15	Restricted Stock Unit	$	A	803	Acquired		Class A Common Stock (803.0)	Direct

Footnotes

F1: Each restricted stock unit ("Restricted Stock Unit") represents a right to receive, upon vesting, one share of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), of Spark Energy, Inc., cash, or a combination of both. Each Restricted Stock Unit includes tandem dividend equivalents which will vest upon the same schedule as the underlying Restricted Stock Unit.

F2: These Restricted Stock Units accrued on outstanding Restricted Stock Units held by the reporting person as a result of a dividend equivalent payment made to the holder when the Company paid its most recent quarterly dividend on the Class A Common Stock.

F3: These Restricted Stock Units vest ratably over the next three years on May 18, 2021, May 18, 2022 and May 18, 2023.

F4: The price is based on the closing price on Tuesday, September 1, 2020.

F5: Balance includes original grants of Restricted Stock Units and dividend equivalents issued in additional Restricted Stock Units.

F6: These Restricted Stock Units vest ratably over four years in May of each year starting in the year following the grant.