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Via Renewables, Inc. — Director's Dealing 2019
Mar 27, 2019
35617_dirs_2019-03-27_2aee1e37-8d48-4036-ab5c-42a5b47c0e1b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Spark Energy, Inc. (SPKE)
CIK: 0001606268
Period of Report: 2019-03-25
Reporting Person: LANE ROBERT LAWRENCE (Vice President and CFO)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-03-25 | Restricted Stock Unit | $ | A | 40000 | Acquired | Class A Common Stock (40000.0) | Direct |
Footnotes
F1: Each restricted stock unit ("RSU") represents a right to receive, upon vesting, one share of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), of Spark Energy, Inc., cash, or a combination of both. Each RSU includes tandem dividend equivalents which will vest upon the same schedule as the underlying RSU.
F2: These RSUs vest ratably over four years in May of each year following the grant year.
F3: Balance includes original grants of RSUs and dividend equivalents issued in additional RSUs.
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