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Via Renewables, Inc. Director's Dealing 2019

Mar 27, 2019

35617_dirs_2019-03-27_2aee1e37-8d48-4036-ab5c-42a5b47c0e1b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Spark Energy, Inc. (SPKE)
CIK: 0001606268
Period of Report: 2019-03-25

Reporting Person: LANE ROBERT LAWRENCE (Vice President and CFO)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-03-25 Restricted Stock Unit $ A 40000 Acquired Class A Common Stock (40000.0) Direct

Footnotes

F1: Each restricted stock unit ("RSU") represents a right to receive, upon vesting, one share of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), of Spark Energy, Inc., cash, or a combination of both. Each RSU includes tandem dividend equivalents which will vest upon the same schedule as the underlying RSU.

F2: These RSUs vest ratably over four years in May of each year following the grant year.

F3: Balance includes original grants of RSUs and dividend equivalents issued in additional RSUs.