Via Renewables, Inc. — Director's Dealing 2019

Apr 4, 2019

SEC Form 4/A — Form 4/A

Issuer: Spark Energy, Inc. (SPKE)
CIK: 0001606268
Period of Report: 2016-11-14

Reporting Person: Maxwell W Keith III (Director, 10% Owner)
Reporting Person: TxEx Energy Investments, LLC (10% Owner)
Reporting Person: Retailco, LLC (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-11-14	Class A Common Stock	P	25877	$24.89	Acquired	118527	Direct
2016-11-14	Class A Common Stock	P	18165	$26.12	Acquired	136692	Direct

Footnotes

F1: This Amendment is being filed to correctly reflect an aggregate purchase of 44,042 shares of Spark Energy, Inc.'s Class A common stock on November 14, 2016 instead of 42,185 shares of Class A common stock, as reported on the original Form 4. The number of shares of Class A common stock reported as holdings has been updated from 135,035 shares of Class A common stock to 136,692 shares of Class A common stock to reflect the correct transaction amount. The purchase of Class A common stock reported herein by the reporting person may be matchable under Section 16(b) of the Securities and Exchange Act of 1934, as amended. The reporting person has agreed to disgorge any short swing profits associated with such matching transactions.

F2: The price reported in Column 4, is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $24.89 to $25.85, inclusive. The reporting person undertakes to provide to Spark Energy, Inc., any security holder of Spark Energy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F3: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $25.9 to $26.495, inclusive. The reporting person undertakes to provide to Spark Energy, Inc., any security holder of Spark Energy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.