Via Renewables, Inc. — Director's Dealing 2019

Apr 4, 2019

SEC Form 4/A — Form 4/A

Issuer: Spark Energy, Inc. (SPKE)
CIK: 0001606268
Period of Report: 2018-09-20

Reporting Person: Maxwell W Keith III (Director, 10% Owner)
Reporting Person: TxEx Energy Investments, LLC (10% Owner)
Reporting Person: Retailco, LLC (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-09-20	Class A Common Stock	P	13417	$8.28	Acquired	1036513	Direct

Footnotes

F1: This Amendment is being filed to correctly reflect a purchase of 13,417 shares of Spark Energy, Inc.'s Class A common stock instead of 11,518 shares of Class A common stock, as reported on the original Form 4. The number of shares of Class A common stock reported as holdings has been updated from 1,010,240 shares of Class A common stock to 1,036,513 shares of Class A common stock to reflect the correct transaction amount, as well as other unreported transactions and amendments that are being reported on or about the date hereof. The purchase of Class A common stock reported herein by the reporting person may be matchable under Section 16(b) of the Securities and Exchange Act of 1934, as amended. The reporting person has agreed to disgorge any short swing profits associated with such matching transactions.

F2: The price reported in Column 4, is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.25 to $8.3, inclusive. The reporting person undertakes to provide to Spark Energy, Inc., any security holder of Spark Energy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.