Via Renewables, Inc. — Director's Dealing 2019

Jun 18, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Spark Energy, Inc. (SPKE)
CIK: 0001606268
Period of Report: 2019-06-14

Reporting Person: Kroeker Nathan (Director, President & CEO)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-06-14	Restricted Stock Unit	$	A	3225	Acquired		Class A Common Stock (3225.0)	Direct
2019-06-14	Restricted Stock Unit	$	A	4527	Acquired		Class A Common Stock (4527.0)	Direct

Footnotes

F1: Each restricted stock unit ("RSU") represents a right to receive, upon vesting, one share of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), of Spark Energy, Inc., cash, or a combination of both. Each RSU includes tandem dividend equivalents which will vest upon the same schedule as the underlying RSU.

F2: These RSUs accrued on outstanding RSUs held by the reporting person as a result of a dividend equivalent payment made to the holder when the Company paid its most recent quarterly dividend on the Class A Common Stock.

F3: These RSUs vest ratably over four years in May of each year starting in the year following the grant.

F4: Balance includes original grants of RSUs and dividend equivalents issued in additional RSUs.

F5: These RSUs vest upon certain conditions in connection with a "Change in Control" of Spark Energy, Inc. as such term is defined in the Form of Notice of Grant of Restricted Stock Unit (Change in Control Restricted Stock Units), filed as Exhibit 10.5 to Spark Energy, Inc.'s Quarterly Report on Form 10-Q for quarter ended June 30, 2018.

F6: On the Form 4 filed on May 19, 2019, a grant of 160,000 RSUs was incorrectly reported as 180,000 RSUs. This Form 4 reports the correct holdings.