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Via Renewables, Inc. — Director's Dealing 2018
Jun 8, 2018
35617_dirs_2018-06-08_9220f86e-82e2-4b68-9daa-109b37ec1dbc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Spark Energy, Inc. (SPKE)
CIK: 0001606268
Period of Report: 2018-05-18
Reporting Person: Kroeker Nathan (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-05-18 | Class A Common Stock | M | 41371 | — | Acquired | 116747 | Direct |
| 2018-05-18 | Class A Common Stock | F | 16298 | $10.10 | Disposed | 100449 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-05-18 | Restricted Stock Unit | $ | M | 41371 | Disposed | Class A Common Stock (41371.0) | Direct |
Footnotes
F1: The shares of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock") reported represent shares issued as a result of vesting of 41,371 Restricted Stock Units ("RSU") on May 18, 2018.
F2: Payment for tax liability through the withholding of shares of Spark Energy, Inc. Class A Common Stock vesting on May 18, 2018 in an amount equal to the requisite withholding obligation.
F3: Vesting price is based on the closing price of Class A Common Stock on May 18, 2018, pursuant to the Spark Energy, Inc. Amended and Restated Long Term Incentive Plan.