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Via Renewables, Inc. Director's Dealing 2018

Jul 3, 2018

35617_dirs_2018-07-03_b2332959-037f-4ed1-8258-a845ff06a9db.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Spark Energy, Inc. (SPKE)
CIK: 0001606268
Period of Report: 2018-06-29

Reporting Person: Maxwell W Keith III (Director, 10% Owner)
Reporting Person: Retailco, LLC (10% Owner)
Reporting Person: TxEx Energy Investments, LLC (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-06-29 Class A Common Stock J 72500 Disposed 642882 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 988722 Direct

Footnotes

F1: Retailco, LLC ("Retailco") transferred these shares of Class A Common Stock for no consideration to existing employees as compensation. Recipients of these shares are not employees of the Issuer or its subsidiaries.

F2: Held directly by Retailco. Retailco is a wholly-owned subsidiary of TxEx Energy Investments, LLC, which is owned by W. Keith Maxwell.