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Via Renewables, Inc. — Director's Dealing 2018
Jul 3, 2018
35617_dirs_2018-07-03_b2332959-037f-4ed1-8258-a845ff06a9db.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Spark Energy, Inc. (SPKE)
CIK: 0001606268
Period of Report: 2018-06-29
Reporting Person: Maxwell W Keith III (Director, 10% Owner)
Reporting Person: Retailco, LLC (10% Owner)
Reporting Person: TxEx Energy Investments, LLC (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-06-29 | Class A Common Stock | J | 72500 | — | Disposed | 642882 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 988722 | Direct |
Footnotes
F1: Retailco, LLC ("Retailco") transferred these shares of Class A Common Stock for no consideration to existing employees as compensation. Recipients of these shares are not employees of the Issuer or its subsidiaries.
F2: Held directly by Retailco. Retailco is a wholly-owned subsidiary of TxEx Energy Investments, LLC, which is owned by W. Keith Maxwell.
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