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Via Renewables, Inc. — Director's Dealing 2018
Dec 20, 2018
35617_dirs_2018-12-20_86325b1d-35b1-4e7d-8dda-cb279af9da8d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Spark Energy, Inc. (SPKE)
CIK: 0001606268
Period of Report: 2018-12-20
Reporting Person: Kroeker Nathan (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-12-20 | Series A Preferred Stock | P | 1000 | $17.982 | Acquired | 5775 | Direct |
Footnotes
F1: The full name of the Series A Preferred Stock is "8.75% Series A Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Stock."
F2: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $17.71 to $18.00, inclusive. The reporting person undertakes to provide to Spark Energy, Inc., any security holder of Spark Energy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.