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Via Renewables, Inc. — Director's Dealing 2017
May 22, 2017
35617_dirs_2017-05-22_44fff4a9-191a-4e29-bad4-b06b89e4af7c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Spark Energy, Inc. (SPKE)
CIK: 0001606268
Period of Report: 2017-05-19
Reporting Person: Maxwell W Keith III (Director, 10% Owner)
Reporting Person: Retailco, LLC (10% Owner)
Reporting Person: TxEx Energy Investments, LLC (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-05-19 | Class A Common Stock | P | 7195 | $38.20 | Acquired | 336158 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 397000 | Indirect |
Footnotes
F1: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $38.05 to $38.40, inclusive. The reporting person undertakes to provide to Spark Energy, Inc., any security holder of Spark Energy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
F2: Held directly by Retailco, LLC ("Retailco)". Retailco is a wholly owned subsidiary of TxEx Energy Investments, LLC, which is wholly owned by W. Keith Maxwell.