Via Renewables, Inc. — Director's Dealing 2017

Jul 28, 2017

SEC Form 4/A — Form 4/A

Issuer: Spark Energy, Inc. (SPKE)
CIK: 0001606268
Period of Report: 2017-07-18

Reporting Person: Maxwell W Keith III (Director, 10% Owner)
Reporting Person: Retailco, LLC (10% Owner)
Reporting Person: TxEx Energy Investments, LLC (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-07-18	Class A Common Stock	S	6800	$21.014	Disposed	787200	Indirect
2017-07-19	Class A Common Stock	S	47300	$21.2529	Disposed	739900	Indirect
2017-07-20	Class A Common Stock	S	2300	$21.3935	Disposed	737600	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	696180	Direct

Footnotes

F1: On July 21, 2017, the reporting persons filed a Form 4 showing sales of Class A common stock held directly by W. Keith Maxwell III. This Amendment on Form 4 is being filed to correctly indicate that the sales were made by Retailco, LLC ("Retailco").

F2: The sale reported in this Form 4 was affected pursuant to a Rule 10b5-1 Sales Plan adopted by Retailco on June 5, 2017.

F3: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.00 to $21.10, inclusive. The reporting person undertakes to provide to Spark Energy, Inc., any security holder of Spark Energy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F4: Held directly by Retailco. Retailco is a wholly owned subsidiary of TxEx Energy Investments, LLC, which is wholly owned by W. Keith Maxwell.

F5: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.20 to $21.35, inclusive. The reporting person undertakes to provide to Spark Energy, Inc., any security holder of Spark Energy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F6: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.35 to $21.40, inclusive. The reporting person undertakes to provide to Spark Energy, Inc., any security holder of Spark Energy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.