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Via Renewables, Inc. — Director's Dealing 2017
Aug 29, 2017
35617_dirs_2017-08-29_687e4cca-2954-4452-951a-c0045f685c02.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Spark Energy, Inc. (SPKE)
CIK: 0001606268
Period of Report: 2017-08-29
Reporting Person: Jones James G II (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-08-29 | Class A Common Stock | P | 500 | $16.37 | Acquired | 40640 | Direct |
| 2017-08-29 | Class A Common Stock | P | 500 | $16.40 | Acquired | 41140 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Unit | $ | Class A Common Stock (15072.0) | 15072 | Direct |
Footnotes
F1: This amount reflects the effect of a two-for-one stock split of the Company's Common Stock for all shares of record on June 5, 2017.
F2: Each restricted stock unit ("RSU") represents a right to receive, upon vesting, one share of Class A Common Stock, par value $0.01 per share, of Spark Energy, Inc., cash, or a combination of both. Each RSU includes tandem dividend equivalents which will vest upon the same schedule referenced in Footnote 3.
F3: Each of these RSUs vests and pays out upon vesting and payout of the underlying award of RSUs to which the dividend equivalent relates.