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Via Renewables, Inc. Director's Dealing 2017

Aug 29, 2017

35617_dirs_2017-08-29_687e4cca-2954-4452-951a-c0045f685c02.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Spark Energy, Inc. (SPKE)
CIK: 0001606268
Period of Report: 2017-08-29

Reporting Person: Jones James G II (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-08-29 Class A Common Stock P 500 $16.37 Acquired 40640 Direct
2017-08-29 Class A Common Stock P 500 $16.40 Acquired 41140 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Restricted Stock Unit $ Class A Common Stock (15072.0) 15072 Direct

Footnotes

F1: This amount reflects the effect of a two-for-one stock split of the Company's Common Stock for all shares of record on June 5, 2017.

F2: Each restricted stock unit ("RSU") represents a right to receive, upon vesting, one share of Class A Common Stock, par value $0.01 per share, of Spark Energy, Inc., cash, or a combination of both. Each RSU includes tandem dividend equivalents which will vest upon the same schedule referenced in Footnote 3.

F3: Each of these RSUs vests and pays out upon vesting and payout of the underlying award of RSUs to which the dividend equivalent relates.