AI assistant
Via Renewables, Inc. — Director's Dealing 2016
May 16, 2016
35617_dirs_2016-05-16_f8d7e796-21dc-414c-96eb-ef08e61aec90.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4/A — Form 4/A
Issuer: Spark Energy, Inc. (SPKE)
CIK: 0001606268
Period of Report: 2016-05-04
Reporting Person: Hodges Georganne (Vice President & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-05-04 | Class A Common Stock | M | 7080 | — | Acquired | 7080 | Direct |
| 2016-05-04 | Class A Common Stock | F | 1941 | $25.87 | Disposed | 5139 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-05-04 | Restricted Stock Unit | $ | M | 7080 | Disposed | Class A Common Stock (7080.0) | Direct |
Footnotes
F1: Payment for tax liability through the withholding of shares of Class A Common Stock vesting on May 4, 2016 in an amount equal to the requisite withholding obligation.
F2: Vesting price is based on the closing price of common stock on May 4, 2016, pursuant to the Spark Energy, Inc. Long Term Incentive Plan.
F3: The total number of shares beneficially owned was unintentionally misstated due to a clerical error.
F4: The shares of Class A Common Stock reported represent shares issued as a result of vesting of 7,080 Restricted Stock Units on May 4, 2016.