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Via Renewables, Inc. Director's Dealing 2016

May 20, 2016

35617_dirs_2016-05-20_ed5a6c42-e1ec-4fc8-bc45-dfab44bd5778.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Spark Energy, Inc. (SPKE)
CIK: 0001606268
Period of Report: 2016-05-18

Reporting Person: Jones James G II (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-05-18 Class A Common Stock M 5867 Acquired 14927 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-05-18 Restricted Stock Unit $ M 5867 Disposed Class A Common Stock (5867.0) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 9060 Direct

Footnotes

F1: The shares of Class A Common Stock reported represent shares issued as a result of vesting of 5.865 Restricted Stock Units on May 18, 2016.

F2: Restricted Stock Units convert into Class A Common Stock on a one-for-one basis.