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Via Renewables, Inc. — Director's Dealing 2016
May 26, 2016
35617_dirs_2016-05-26_f4854024-b80c-4644-b616-855863d51007.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Spark Energy, Inc. (SPKE)
CIK: 0001606268
Period of Report: 2016-05-18
Reporting Person: Hartwick Kenneth Michael (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-05-18 | Restricted Stock Unit | $ | A | 8620 | Acquired | Class A Common Stock (8620.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 9777 | Direct |
Footnotes
F1: Reflects amount of Class A Common Stock previously reported in prior filings revised to correct an error in which vesting of the 2014 restricted stock unit grant ("RSU") was overstated by 3,750 shares.
F2: Each RSU represents a right to receive, upon vesting, one share of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), of Spark Energy, Inc., cash, or a combination of both. Each RSU includes tandem dividend equivalents which will vest upon the same schedule referenced in Footnote 3.
F3: The RSUs will vest in full on May 18, 2017.