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Via Renewables, Inc. — Director's Dealing 2016
May 27, 2016
35617_dirs_2016-05-27_f666a3da-fc13-44cc-8f81-a59cd4abb7fe.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Spark Energy, Inc. (SPKE)
CIK: 0001606268
Period of Report: 2016-05-25
Reporting Person: Eads John (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-05-25 | Class A Common Stock | M | 5000 | — | Acquired | 14777 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-05-25 | Restricted Stock Unit | $ | M | 8620 | Disposed | Class A Common Stock (5000.0) | Direct |
Footnotes
F1: The shares of Common Stock were acquired by the reporting person as a result of accelerated vesting on May 25, 2016 of 5,000 Restricted Stock Units upon the reporting person's termination of service on the Company's Board of Directors.
F2: Restricted Stock Units convert into Class A Common Stock on a one-to-one basis.
F3: Represents 5,000 Restricted Stock Units which vested on May 25, 2016 on an accelerated basis and 3,620 Restricted Stock Units granted on May 18, 2016 which were forfeited upon the reporting person's termination of service on the Company's Board of Directors.