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Via Renewables, Inc. — Director's Dealing 2016
May 27, 2016
35617_dirs_2016-05-27_6b1be263-b053-4d5c-9a47-933dd917df3a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Spark Energy, Inc. (SPKE)
CIK: 0001606268
Period of Report: 2016-05-25
Reporting Person: Evans Nick W Jr (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-05-25 | Restricted Stock Unit | $ | A | 3620 | Acquired | Class A Common Stock () | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 9746 | Direct |
| Class A Common Stock | 200 | Indirect |
Footnotes
F1: Each restricted stock unit ("RSU") represents a right to receive, upon vesting, one share of Class A Common Stock, par value $0.01 per share, of Spark Energy, Inc., cash, or a combination of both. Each RSU includes tandem dividend equivalents which will vest upon the same schedule referenced in Footnote 2.
F2: The RSUs will vest in full on May 18, 2017.
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