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Via Renewables, Inc. Director's Dealing 2016

Jun 7, 2016

35617_dirs_2016-06-07_cfa0470f-7908-4b39-b653-613ab05a679a.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Spark Energy, Inc. (SPKE)
CIK: 0001606268
Period of Report: 2016-06-03

Reporting Person: LANE ROBERT LAWRENCE (Vice President and CFO)

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Restricted Stock Unit $ Class A Common Stock (15000.0) Direct

Footnotes

F1: The RSUs will vest in four equal annual installments beginning on the first anniversary date of May 18, 2017.

F2: Each restricted stock unit ("RSU") represents a right to receive, upon vesting, one share of Class A Common Stock, par value $0.01 per share, of Spark Energy, Inc., cash, or a combination of both. Each RSU includes tandem dividend equivalents which will vest upon the same schedule referenced in Footnote 1.