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Via Renewables, Inc. Director's Dealing 2016

Dec 15, 2016

35617_dirs_2016-12-15_20a3a61a-6511-46ac-9e4c-c1a154d3fcb3.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Spark Energy, Inc. (SPKE)
CIK: 0001606268
Period of Report: 2016-12-13

Reporting Person: Maxwell W Keith III (Director, 10% Owner)
Reporting Person: Retailco, LLC (10% Owner)
Reporting Person: TxEx Energy Investments, LLC (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-12-13 Class A Common Stock P 3750 $28.58 Acquired 218560 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 397000 Indirect

Footnotes

F1: Held directly by Retailco, LLC ("Retailco)". Retailco is a wholly owned subsidiary of TxEx Energy Investments, LLC, which is wholly owned by W. Keith Maxwell.