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Via Renewables, Inc. — Director's Dealing 2015
Sep 15, 2015
35617_dirs_2015-09-15_becb0a4d-fa25-4df7-ab7c-8e31b1adc20b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Spark Energy, Inc. (SPKE)
CIK: 0001606268
Period of Report: 2015-09-14
Reporting Person: Hodges Georganne (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-09-15 | Class A Common Stock | S | 1000 | $16.46 | Disposed | 6518 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-09-14 | Class A Common Stock | $ | A | 709 | Acquired | Class A Common Stock (709.0) | Direct |
Footnotes
F1: Each restricted stock unit ("RSU") represents a right to receive, upon vesting, one share of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), of Spark Energy, Inc., cash, or a combination of both. Each RSU includes tandem dividend equivalents which will vest upon the same schedule referenced in Footnote 2.
F2: Each of these RSUs vests and pays out upon vesting and payout of the underlying award of RSUs to which the dividend equivalent payment relates.
F3: Balance includes original grants of RSUs and dividend equivalents issued in additional RSUs.