AI assistant
Via Renewables, Inc. — Director's Dealing 2015
Dec 31, 2015
35617_dirs_2015-12-31_6f5ee1db-b135-4354-9d73-6a0885c27354.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Spark Energy, Inc. (SPKE)
CIK: 0001606268
Period of Report: 2015-12-31
Reporting Person: Wall Allison (Former Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-12-31 | Class A Common Stock | M | 29500 | — | Acquired | 36018 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-12-31 | Restricted Stock Unit | $ | M | 29500 | Disposed | Class A Common Stock (29500.0) | Direct |
Footnotes
F1: These shares of Common Stock were acquired by the reporting person as a result of accelerated vesting on December 31, 2015 of 29,500 Restricted Stock Units pursuant to a separation and release agreement between reporting person and the Company.
F2: Restricted Stock Units convert into Class A Common Stock on a one-to-one basis.
F3: Represents 29,500 Restricted Stock Units which vested on accelerated basis and 1,515 Restricted Stock Units which were forfeited in each case pursuant to a separation and release agreement between reporting person and the Company.