Vertiv Holdings Co — Director's Dealing 2021

Mar 18, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Vertiv Holdings Co (VRT)
CIK: 0001674101
Period of Report: 2021-01-15

Reporting Person: FRADIN ROGER (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-01-15	Class A common stock	M	33333	—	Acquired	368333	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-01-15	Redeemable warrants	$	M	33333	Disposed		Class A common stock (33333)	Direct

Footnotes

F1: The redeemable warrants reported herein were included within 100,000 units purchased by the reporting person on June 8, 2018 for $10.00 per unit. Each such unit consisted of one share of Class A common stock and one-third of one redeemable warrant. Each whole warrant was exercisable for one share of Class A common stock at an exercise price of $11.50 per share, subject to certain adjustments. The company announced the notice of redemption of its public warrants ("Notice") in Form 8-K filed with the United States Securities and Exchange Commission on December 17, 2020. In connection with the Notice, the Reporting Owner exercised the warrants for shares of Class A common stock at an exercise price of $11.50 per share.