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Vertex, Inc. Director's Dealing 2023

May 17, 2023

31181_dirs_2023-05-17_cde7bf6e-10e0-4f2d-b106-0187f1e86b92.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Vertex, Inc. (VERX)
CIK: 0001806837
Period of Report: 2023-05-15

Reporting Person: Butler Lisa (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-05-15 Class A Common Stock M 10000 $2.50 Acquired 10250 Direct
2023-05-15 Class A Common Stock S 10000 $19.5648 Disposed 250 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-05-15 Stock Option $2.50 M 10000 Disposed 2026-02-02 Class A Common Stock (10000) Direct

Footnotes

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on December 16, 2022.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $19.15 to $19.77, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3: This option is fully vested and exercisable.