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Vertex, Inc. Director's Dealing 2022

Nov 21, 2022

31181_dirs_2022-11-21_be60c846-77e5-468a-ba58-bcb2e89b6629.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Vertex, Inc. (VERX)
CIK: 0001806837
Period of Report: 2022-11-17

Reporting Person: Westphal Jeffery (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-11-17 Class A Common Stock S 1500000 $15.15 Disposed 9050000 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 1310000 Indirect
Class A Common Stock 7895 Direct

Footnotes

F1: Represents the number of shares of Class A Common Stock to be sold pursuant to a registered block trade transaction in connection with an Underwriting Agreement, dated November 17, 2022, by and among the Company, the Selling Stockholder and the Underwriter, each as defined therein, that will close on November 22, 2022, subject to satisfaction of customary closing conditions.

F2: Represents shares held by The 2009 Jeffrey R. Westphal Generation-Skipping Trust for Jenifer R. Westphal, of which the Reporting Person's spouse is trustee.