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Vertex, Inc. Director's Dealing 2021

Jun 15, 2021

31181_dirs_2021-06-15_0c377b24-9857-4f6d-833e-41c0fb5dcd18.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Vertex, Inc. (VERX)
CIK: 0001806837
Period of Report: 2020-07-31

Reporting Person: Butler Lisa (Chief Accounting Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-07-31 Class A Common Stock P 2894 $19.00 Acquired 13249 Direct
2021-04-05 Class A Common Stock M 315000 $2.154 Acquired 328446 Direct
2021-04-05 Class A Common Stock F 148207 $22.58 Disposed 180239 Direct
2021-06-09 Class A Common Stock S 84000 $18.819 Disposed 96239 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-04-05 Stock Option $2.154 M 315000 Disposed 2025-02-05 Class A Common Stock (315000) Direct

Footnotes

F1: Includes 197 shares acquired through the Company's Employee Stock Purchase Plan.

F2: The option is fully vested and exercisable.