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Vertex, Inc. — Director's Dealing 2021
Jun 15, 2021
31181_dirs_2021-06-15_0c377b24-9857-4f6d-833e-41c0fb5dcd18.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Vertex, Inc. (VERX)
CIK: 0001806837
Period of Report: 2020-07-31
Reporting Person: Butler Lisa (Chief Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-07-31 | Class A Common Stock | P | 2894 | $19.00 | Acquired | 13249 | Direct |
| 2021-04-05 | Class A Common Stock | M | 315000 | $2.154 | Acquired | 328446 | Direct |
| 2021-04-05 | Class A Common Stock | F | 148207 | $22.58 | Disposed | 180239 | Direct |
| 2021-06-09 | Class A Common Stock | S | 84000 | $18.819 | Disposed | 96239 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-04-05 | Stock Option | $2.154 | M | 315000 | Disposed | 2025-02-05 | Class A Common Stock (315000) | Direct |
Footnotes
F1: Includes 197 shares acquired through the Company's Employee Stock Purchase Plan.
F2: The option is fully vested and exercisable.
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