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Vertex, Inc. — Director's Dealing 2021
Nov 12, 2021
31181_dirs_2021-11-12_92fe1098-c325-4f4f-bd60-f1ca1ee47cfc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Vertex, Inc. (VERX)
CIK: 0001806837
Period of Report: 2021-03-01
Reporting Person: SCHWAB JOHN R (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-07-28 | Class A Common Stock | A | 53 | — | Acquired | 2685 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-01 | Stock Option | $32.160 | A | 7999 | Acquired | 2031-03-01 | Class A Common Stock (7999) | Direct |
| 2021-03-01 | Restricted Stock Units | $ | A | 6883 | Acquired | Class A Common Stock (6883) | Direct |
Footnotes
F1: Reflects 53 shares of restricted stock that was inadvertently omitted from the filer's Form 3. The amount reported in column 5 reflects the number of shares of Class A Common Stock beneficially owned as of the date hereof.
F2: This option will vest and become exercisable with respect to 25% of the shares on each of March 1, 2022, March 1, 2023, March 1, 2024 and March 1, 2025.
F3: Each restricted stock unit represents a contingent right to receive one share of the Issuers Class A Common Stock.
F4: Represents an award of restricted stock units that will vest as to 50% of the shares on March 1, 2023, and 25% of the shares on each of March 1, 2024 and March 1, 2025.