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Vertex, Inc. — Director's Dealing 2020
Jul 29, 2020
31181_dirs_2020-07-29_8fdfec22-266e-4f61-8f69-fdade5fa2dbd.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Vertex, Inc. (VERX)
CIK: 0001806837
Period of Report: 2020-07-29
Reporting Person: DeStefano David (Director, President & CEO)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 210527 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option | $0.1530 | Class A Common Stock (1026000) | Direct | ||
| Stock Option | $2.50 | 2026-01-01 | Class A Common Stock (314865) | Direct | |
| Stock Option | $2.50 | 2026-10-31 | Class A Common Stock (1259496) | Direct | |
| Stock Option | $3.73 | 2029-12-20 | Class A Common Stock (373179) | Direct |
Footnotes
F1: Reflects restricted stock awards.
F2: The option is fully vested and exercisable and has no expiration date.
F3: The option is fully vested and exercisable as to 50% of shares, and will vest with respect to the remaining shares on January 1, 2021.
F4: The option is fully vested and exercisable as to 50% of shares, and will vest with respect to the remaining shares on October 31, 2021.
F5: The option will vest and become exercisable with respect to 50% of shares on December 27, 2021, and will vest with respect to the remaining shares on December 27, 2024.