Vertex, Inc. — Director's Dealing 2020

Jul 29, 2020

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Vertex, Inc. (VERX)
CIK: 0001806837
Period of Report: 2020-07-29

Reporting Person: Radcliffe Amanda Westphal (Director, 10% Owner)

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	7895	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Class B Common Stock	$		Class A Common Stock (49000)		Direct
Class B Common Stock	$		Class A Common Stock (30456451.58)		Indirect
Class B Common Stock	$		Class A Common Stock (1786000)		Indirect

Footnotes

F1: Reflects restricted stock awards.

F2: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis upon either (1) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (2) the voting power of the Issuer's outstanding Class B Common Stock representing less than 10% of the combined voing power of all of the Issuer's outstanding common stock.