AI assistant
Veritone, Inc. — Director's Dealing 2023
Apr 25, 2023
33837_dirs_2023-04-25_aa736228-5239-4b49-b687-9998dd0a1854.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Veritone, Inc. (VERI)
CIK: 0001615165
Period of Report: 2022-04-22
Reporting Person: Steelberg Ryan (Director, President and CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-04-22 | Common Stock | A | 3692 | $0.00 | Acquired | 424988 | Direct |
| 2023-04-22 | Common Stock | F | 1277 | $5.06 | Disposed | 423711 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 165422 | Indirect |
| Common Stock | 2003349 | Indirect |
Footnotes
F1: Consists of restricted stock units ("RSUs") representing the right to receive shares of the issuer's common stock upon vesting. The RSUs vested in full on April 22, 2023.
F2: Represents the number of shares held as of April 22, 2023.
F3: Represents shares that were withheld for payment of taxes upon vesting of restricted stock units.
F4: Reporting person is the trustee of The RSS Living Trust dated April 6, 2012 and, as such, reporting person may be deemed a beneficial owner of such shares. Reporting person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
F5: Shares are held by RVH, LLC, a limited liability company. Reporting person is the sole manager and member of RVH, LLC.