Veritone, Inc. — Director's Dealing 2021

Feb 13, 2021

SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: Veritone, Inc. (VERI)
CIK: 0001615165
Period of Report: 2020-12-31

Reporting Person: Steelberg Ryan (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-12-08	Common Stock	G	100000	—	Disposed	32097	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	215921	Indirect
Common Stock	212633	Direct
Common Stock	2003349	Indirect

Footnotes

F1: Shares were transferred by reporting person, as trustee of his living trust, by gift to an irrevocable trust for the benefit of his children. Reporting person no longer has any pecuniary interest in, or voting or dispositive control over, such shares.

F2: Shares are held by reporting person as trustee of a living trust.

F3: Shares are held by Steel Veritone Fund I, LLC ("SVF"). The grantor trust of reporting person owns 50% of the membership interests in SVF and, as such, reporting person may be deemed a beneficial owner of such shares. Reporting person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.

F4: Shares are held by RVH, LLC, a limited liability company. Reporting person is the sole manager and member of RVH, LLC.