Veritone, Inc. — Director's Dealing 2021

Feb 13, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Veritone, Inc. (VERI)
CIK: 0001615165
Period of Report: 2021-02-11

Reporting Person: Steelberg Ryan (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-02-11	Common Stock	A	127422	—	Acquired	340055	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	215921	Indirect
Common Stock	32097	Indirect
Common Stock	2003349	Indirect

Footnotes

F1: Consists of restricted stock units representing the right to receive upon vesting a total of 127,422 shares of the issuer's common stock, which have been granted to reporting person pursuant to the terms of his Employment Agreement with the issuer. All such restricted stock units will vest on the first anniversary of the grant date, subject to the continuous service of reporting person with the issuer.

F2: Shares are held by Steel Veritone Fund I, LLC ("SVF"). The grantor trust of reporting person owns 50% of the membership interests in SVF and, as such, reporting person may be deemed a beneficial owner of such shares. Reporting person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.

F3: Shares are held by reporting person as trustee of a living trust.

F4: Shares are held by RVH, LLC, a limited liability company. Reporting person is the sole manager and member of RVH, LLC.